BROOKFIELD Corp /ON/

Q3 2022 13F Combination Report, Options Holdings

Signature - Title
Ronald Fisher-Dayn - Managing Partner and Chief Compliance Officer
Location
Toronto, Ontario, Canada
Options holdings as of
September 30, 2022
Notional value $
$103M
Number of holdings
12
Date filed
11/14/2022, 02:59 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2022 - Nov 16, 2022
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2022 Q3 compared to 2022 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Confidential Treatment Requested. (The Manager has omitted from this public Form 13F one or more holding(s) for which it is requesting confidential treatment from the U.S. Securities and Exchange Commission pursuant to section 13(f) of the Exchange Act and rule 24b-2 thereunder)

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Ronald Fisher-Dayn MANAGING DIRECTOR, LEGAL & REGULATORY NY, New York 11/14/2022

List of Other Managers Reporting for BROOKFIELD Corp /ON/:

Name Holdings Value Location File Number
OAKTREE CAPITAL MANAGEMENT LP $6B Los Angeles, CA 028-05050
Oaktree Fund Advisors, LLC $88.6M Los Angles, CA 028-21340

Other Included Managers (7):

Num Name Location File Number
1 Brookfield Public Securities Group LLC New York, NY 028-13826
2 Brookfield BHS Advisors LLC New York, NY 028-20008
3 Brookfield Asset Management Private Institutional Capital Adviser US, LLC New York, NY 028-16270
4 Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC New York, NY 028-16296
5 Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP Toronto, Ontario, Canada 028-14362
6 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. Toronto, Ontario, Canada 028-17298
7 BAM Credit & Insurance Solutions Advisor LLC New York, NY 028-21426