BROOKFIELD Corp /ON/

Q3 2020 13F Combination Report, New Holdings, Stock Holdings

Signature - Title
Ronald Fisher-Dayn - Managing Partner and Chief Compliance Officer
Location
Toronto, Ontario, Canada
Holdings as of
September 30, 2020
Value $
$360M
Num holdings
1
Date filed
2/14/2022, 01:59 PM
Description
Request for Confidential Treatment (11/16/2020): Confidential Treatment Expired on 8/15/2022. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2020 - Aug 14, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

This filing lists securities holdings reported on the form 13F filed on 11-16-2020 pursuant to a request for confidential treatment and for which confidential treatment expired on 08-15-2022.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Ronald Fisher-Dayn MANAGING DIRECTOR, LEGAL & REGULATORY NY, New York 2/14/2022

THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON NOVEMBER 16, 2020 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT WILL EXPIRE ON AUGUST 15, 2022. ALTHOUGH THE FORM 13F FILER REQUESTED CONFIDENTIAL TREATMENT UNTIL AUGUST 2022, THE FILER IS NO LONGER SEEKING CONFIDENTIAL TREATMENT.

List of Other Managers Reporting for BROOKFIELD Corp /ON/:

Name Holdings Value Location File Number
OAKTREE CAPITAL MANAGEMENT LP $6B Los Angeles, CA 028-05050
Oaktree Fund Advisors, LLC $88.6M Los Angles, CA 028-21340

Other Included Managers (1):

Num Name Location File Number
3 Brookfield Asset Management Private Institutional Capital Adviser US, LLC New York, NY 028-16270