SUMITOMO MITSUI FINANCIAL GROUP, INC.

Q4 2020 13F Holdings Report, Options Holdings

Signature - Title
Osahiro Yamamoto - General Manager Planning Dept., Global Markets Business Unit
Location
Tokyo, Japan
Options holdings as of
December 31, 2020
Notional value $
$8.17M
Number of holdings
23
Date filed
2/12/2021, 07:33 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2020 - Nov 12, 2020
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2020 Q4 compared to 2020 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Akihiro Kawara General Manager Planning Dept, Global Markets Busines Unit Tokyo, Japan 2/12/2021

List of Other Managers Reporting for SUMITOMO MITSUI FINANCIAL GROUP, INC.:

Name Holdings Value Location File Number
Sumitomo Mitsui DS Asset Management Company, Ltd $9.29B Tokyo, Japan 028-14064
TT International Asset Management LTD $815M London, United Kingdom 028-20249

Other Included Managers (4):

Num Name Location File Number
1 Sumitomo Mitsui Banking Corporation
2 SMBC Trust Bank Ltd.
3 SMBC Nikko Securities Inc.
4 Sumitomo Mitsui Card Company, Limited