PERISCOPE CAPITAL INC.

Q4 2019 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Lisa Shostack - General Counsel
Location
Toronto, Ontario, Canada
Holdings as of
December 31, 2019
Value $
$830M
Num holdings
238
Date filed
2/14/2020, 09:46 AM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q3 2019 - Nov 6, 2019
Next filing
Q1 2020 - May 14, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q4 - Restatement compared to 2019 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
James Wise President Toronto, Ontario, Canada 2/14/2020

This Amendment to Form 13F corrects certain errors contained in the Form 13F filed by Periscope Capital Inc. on February 5, 2020 (including, without limitation, the removal of certain holdings from the Information Table that were erroneously included therein).