SUMITOMO MITSUI FINANCIAL GROUP, INC.

Q4 2019 13F Holdings Report, Stock Holdings

Signature - Title
Osahiro Yamamoto - General Manager Planning Dept., Global Markets Business Unit
Location
Tokyo, Japan
Holdings as of
December 31, 2019
Value $
$1.25B
Num holdings
99
Date filed
2/14/2020, 06:24 AM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q3 2019 - Nov 8, 2019
Next filing
Q1 2020 - May 14, 2020
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q4 compared to 2019 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Akihiro Kawara General Manager Planning Dept, Global Markets Business Unit Tokyo, Japan 2/14/2020

List of Other Managers Reporting for SUMITOMO MITSUI FINANCIAL GROUP, INC.:

Name Holdings Value Location File Number
Sumitomo Mitsui DS Asset Management Company, Ltd $9.29B Tokyo, Japan 028-14064
TT International Asset Management LTD $815M London, United Kingdom 028-20249

Other Included Managers (2):

Num Name Location File Number
1 Sumitomo Mitsui Banking Corporation
2 SMBC Trust Bank Ltd.