UBS Group AG

Q3 2019 13F Combination Report, Options Holdings

Notable people
Europe Se Ubs, Ubs la Maison de Gestion
Signature - Title
Nick Van Bree / Jennifer Sator - Regulatory Analyst/ Director
Location
Zurich, Switzerland
Options holdings as of
30 Sep 2019
Notional value
$53,171,145,000
Number of holdings
968
Filing time
14 Nov 2019, 07:00:23 UTC
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2019 - 14 Aug 2019
Next filing
Q4 2019 - 14 Feb 2020
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2019 Q3 compared to 2019 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Nick Van Bree / Jennifer Sator Regulatory Analyst/ Director Franklin, Tennessee 14 Nov 2019

List of Other Managers Reporting for UBS Group AG:

Name Holdings Value Location File Number
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $472,968,483,625 Chicago, IL 028-02682
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) $919,915,637 Chicago, IL 028-06327

Other Included Managers (3):

Num Name Location File Number
1 UBS FINANCIAL SERVICES INC New York, NY 028-11496
17 Vontobel Swiss Financial Advisers AG Zurich 028-11603
20 UBS AG NEW YORK BRANCH Chicago, IL 028-07344