AMERIPRISE FINANCIAL INC

Q2 2019 13F Combination Report, Options Holdings

Signature - Title
Michael G. Clarke - Vice President, Co-Head of Global Operations
Location
Minneapolis, MN
Options holdings as of
30 Jun 2019
Notional value
$22,338,000
Number of holdings
21
Filing time
14 Aug 2019, 10:19:29 UTC
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q1 2019 - 15 May 2019
Next filing
Q3 2019 - 14 Nov 2019
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2019 Q2 compared to 2019 Q1 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Michael G. Clarke Vice President, Co-Head of Global Operations Boston, Massachusetts 14 Aug 2019

List of Other Managers Reporting for AMERIPRISE FINANCIAL INC:

Name Holdings Value Location File Number
AMERIPRISE CERTIFICATE CO Minneapolis, MN 028-00140
RIVERSOURCE LIFE INSURANCE CO Minneapolis, MN 028-00143
COLUMBIA WANGER ASSET MANAGEMENT LLC Chicago, IL 028-03639
AMERIPRISE TRUST CO Minneapolis, MN 028-10458
RIVERSOURCE LIFE INSURANCE Co OF NEW YORK Minneapolis, MN 028-10460
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC Boston, MA 028-10477
THREADNEEDLE ASSET MANAGEMENT HOLDINGS LTD London, United Kingdom 028-10644
Ameriprise Financial Services, LLC Minneapolis, MN 028-14918
Ameriprise Bank, FSB Minneapolis, MN 028-18942

Other Included Managers (9):

Num Name Location File Number
2 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC Boston, MA 028-10477
3 AMERIPRISE TRUST CO Minneapolis, MN 028-10458
4 AMERIPRISE CERTIFICATE CO Minneapolis, MN 028-00140
5 RIVERSOURCE LIFE INSURANCE CO Minneapolis, MN 028-00143
6 RIVERSOURCE LIFE INSURANCE Co OF NEW YORK Minneapolis, MN 028-10460
10 THREADNEEDLE ASSET MANAGEMENT HOLDINGS LTD London, United Kingdom 028-10644
16 Ameriprise Financial Services, LLC Minneapolis, MN 028-14918
17 COLUMBIA WANGER ASSET MANAGEMENT LLC Chicago, IL 028-03639
18 Ameriprise Bank, FSB Minneapolis, MN 028-18942