BROOKFIELD Corp /ON/

Q3 2017 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Ronald Fisher-Dayn - Managing Partner and Chief Compliance Officer
Location
Toronto, Ontario, Canada
Holdings as of
September 30, 2017
Value $
$43.9M
Num holdings
2
Date filed
11/14/2018, 04:32 PM
Description
All US holdings of this investor are reported in this report. Confidential Treatment Requested (one or more holding(s) omitted). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2017 - Aug 29, 2017
Next filing
Q4 2017 - Feb 15, 2018
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q3 - Restatement compared to 2017 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Confidential Treatment Requested. (The Manager has omitted from this public Form 13F one or more holding(s) for which it is requesting confidential treatment from the U.S. Securities and Exchange Commission pursuant to section 13(f) of the Exchange Act and rule 24b-2 thereunder)

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
A.J. Silber Vice President, Legal Affairs Toronto, Ontario, Canada 11/14/2018

THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON NOVEMBER 14, 2017 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON NOVEMBER 14, 2018.

List of Other Managers Reporting for BROOKFIELD Corp /ON/:

Name Holdings Value Location File Number
OAKTREE CAPITAL MANAGEMENT LP $5.8B Los Angeles, CA 028-05050
Oaktree Fund Advisors, LLC $107M Los Angles, CA 028-21340

Other Included Managers (5):

Num Name File Number
1 Brookfield Investment Management Inc. 028-13826
2 Brookfield Asset Management Private Institutional Capital Adviser US, LLC 028-16270
3 Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC 028-16296
4 Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. 028-14362
5 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. 028-17298