UBS Group AG

Q3 2017 13F Combination Report, Stock Holdings

Signature - Title
Jennifer Sator / Stevenson Giles - Director / Authorized Officer
Location
Zurich, Switzerland
Holdings as of
September 30, 2017
Value $
$165B
Num holdings
6,828
Date filed
11/14/2017, 05:05 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included SPY, UBS, AAPL, MSFT, and EFA.
Previous filing
Q2 2017 - Nov 14, 2017
Next filing
Q4 2017 - Feb 14, 2018
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Filing 2017 Q3 compared to 2017 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jennifer Sator / Stevenson Giles Director / Authorized Officer Franklin, Tennessee 11/14/2017

List of Other Managers Reporting for UBS Group AG:

Name Holdings Value Location File Number
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $391B Chicago, IL 028-02682
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) $1.2B Chicago, IL 028-06327

Other Included Managers (3):

Num Name Location File Number
1 Ubs Financial Services Inc New York, NY 028-11496
17 Vontobel Swiss Financial Advisers AG Zurich, Switzerland 028-11603
20 Ubs Ag New York Branch Chicago, IL 028-07344