BROOKFIELD Corp /ON/

Q1 2016 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Ronald Fisher-Dayn - Managing Partner and Chief Compliance Officer
Location
Toronto, Ontario, Canada
Holdings as of
March 31, 2016
Value $
$19.5B
Num holdings
202
Date filed
8/23/2017, 06:03 PM
Description
All US holdings of this investor are reported in this report. Confidential Treatment Requested (one or more holding(s) omitted). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q4 2015 - Feb 16, 2016
Next filing
Q2 2016 - Aug 24, 2017
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q1 - Restatement compared to 2015 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Confidential Treatment Requested. (The Manager has omitted from this public Form 13F one or more holding(s) for which it is requesting confidential treatment from the U.S. Securities and Exchange Commission pursuant to section 13(f) of the Exchange Act and rule 24b-2 thereunder)

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
A.J. Silber Vice President, Legal Affairs Toronto, Ontario, Canada 8/22/2017

THIS HOLDINGS REPORT FOR THE PERIOD ENDED MARCH 31, 2016 IS BEING RESTATED TO CORRECT THE NUMBER OF SHARES OF NORBORD INC. WHICH WAS PREVIOUSLY MISSTATED. THE TOTAL VALUE OF THE SHARES OF NORBORD INC. WAS CORRECT ON THE ORIGINAL FILING AND THUS HAS NOT BEEN CHANGED.

List of Other Managers Reporting for BROOKFIELD Corp /ON/:

Name Holdings Value Location File Number
OAKTREE CAPITAL MANAGEMENT LP $5.8B Los Angeles, CA 028-05050
Oaktree Fund Advisors, LLC $107M Los Angles, CA 028-21340

Other Included Managers (5):

Num Name File Number
1 Brookfield Investment Management Inc. 028-13826
2 Brookfield Asset Management Private Institutional Capital Adviser US, LLC 028-16270
3 Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC 028-16296
4 Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. 028-14362
5 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. 028-17298