Nuveen Asset Management, LLC

Q3 2016 13F Holdings Report, Options Holdings

Signature - Title
Diane S. Meggs - Chief Compliance Officer
Location
Chicago, IL
Options holdings as of
30 Sep 2016
Notional value $
$43.6M
Number of holdings
45
Filing time
14 Nov 2016, 15:50:34 UTC
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2016 - 12 Aug 2016
Next filing
Q4 2016 - 14 Feb 2017
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Diane S. Meggs Chief Compliance Officer Chicago, Illinois 11 Nov 2016

Other Included Managers (2):

Num Name Location File Number
1 NUVEEN INVESTMENTS, INC Chicago, IL 028-11405
2 Nuveen Fund Advisors, LLC Chicago, IL 028-11710