A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included CACB and YDKN.
Filing 2016 Q3 compared to 2016 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
Ellan Ben-Hayon
Managing Director
New York, New York
10 Nov 2016
Each of RidgeWorth Capital Management LLC, Wealth Enhancement Advisory Services, LLC and Advisor Group, Inc. is an affiliate of a portfolio company owned by an investment fund advised by an affiliate of Lightyear Capital LLC. Lightyear Capital LLC has information barriers in place with each of RidgeWorth Capital Management LLC, Wealth Enhancement Advisory Services, LLC and Advisor Group, Inc. However, under Section 13(f) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder, Lightyear Capital LLC may be deemed to have shared investment discretion with each of RidgeWorth Capital Management LLC, Wealth Enhancement Advisory Services, LLC and Advisor Group, Inc. over the securities managed by each.
List of Other Managers Reporting for Lightyear Capital LLC:
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