AMERIPRISE FINANCIAL INC

Q3 2016 13F Combination Report, Options Holdings

Signature - Title
David Stewart - Sr. Vice President
Location
Minneapolis, MN
Options holdings as of
30 Sep 2016
Notional value
$275,230,000
Number of holdings
19
Filing time
08 Nov 2016, 12:22:52 UTC
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2016 - 08 Aug 2016
Next filing
Q4 2016 - 03 Feb 2017
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2016 Q3 compared to 2016 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
David Stewart Sr. Vice President Minneapolis, Minnesota 03 Nov 2016

List of Other Managers Reporting for AMERIPRISE FINANCIAL INC:

Name Holdings Value Location File Number
AMERIPRISE CERTIFICATE CO Minneapolis, MN 028-00140
RIVERSOURCE LIFE INSURANCE CO Minneapolis, MN 028-00143
AMERIPRISE TRUST CO Minneapolis, MN 028-10458
RIVERSOURCE LIFE INSURANCE Co OF NEW YORK Minneapolis, MN 028-10460
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC Boston, MA 028-10477
THREADNEEDLE ASSET MANAGEMENT HOLDINGS LTD London, United Kingdom 028-10644
Ameriprise Financial Services, LLC Minneapolis, MN 028-14918

Other Included Managers (7):

Num Name Location File Number
2 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC Boston, MA 028-10477
3 AMERIPRISE TRUST CO Minneapolis, MN 028-10458
4 AMERIPRISE CERTIFICATE CO Minneapolis, MN 028-00140
5 RIVERSOURCE LIFE INSURANCE CO Minneapolis, MN 028-00143
6 RIVERSOURCE LIFE INSURANCE Co OF NEW YORK Minneapolis, MN 028-10460
10 THREADNEEDLE ASSET MANAGEMENT HOLDINGS LTD London, United Kingdom 028-10644
16 Ameriprise Financial Services, LLC Minneapolis, MN 028-14918