UBS Group AG

Q2 2016 13F Combination Report, Options Holdings

Notable people
EUROPE SE UBS, UBS La Maison de Gestion
Signature - Title
Patricia Arce - Associate Director, Compliance and Operational Risk Control
Location
Zurich, Switzerland
Options holdings as of
30 Jun 2016
Notional value
$31,029,338,000
Number of holdings
933
Filing time
12 Aug 2016, 15:41:18 UTC
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q1 2016 - 12 May 2016
Next filing
Q3 2016 - 14 Nov 2016
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2016 Q2 compared to 2016 Q1 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Patricia Arce Associate Director, Compliance and Operational Risk Control Weehawken, New Jersey 12 Aug 2016

List of Other Managers Reporting for UBS Group AG:

Name Holdings Value Location File Number
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $472,968,483,625 Chicago, IL 028-02682
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) $919,915,637 Chicago, IL 028-06327

Other Included Managers (3):

Num Name Location File Number
1 UBS FINANCIAL SERVICES INC New York, NY 028-11496
17 Vontobel Swiss Financial Advisers AG Zurich 028-11603
20 UBS AG NEW YORK BRANCH Chicago, IL 028-07344