Mitsubishi UFJ Securities Holdings Co., Ltd.

Q3 2015 13F Combination Report, Stock Holdings

Signature - Title
Mitsugu Enjyoji - Executive Officer of Corporate Planning Division
Location
Tokyo, Japan
Holdings as of
30 Sep 2015
Value $
$14,158,000
Num holdings
265
Filing time
10 Nov 2015, 06:15:49 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included NKY, TESLA MTRS INC, AAPL, META, and MSFT.
Previous filing
Q2 2015 - 12 Aug 2015
Next filing
Q4 2015 - 29 Jan 2016
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2015 Q3 compared to 2015 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Mitsugu Enjyoji Executive Officer of Corporate Planning Division Tokyo, Japan 10 Nov 2015

List of Other Managers Reporting for Mitsubishi UFJ Securities Holdings Co., Ltd.:

Name Holdings Value Location File Number
MITSUBISHI UFJ SECURITIES (USA), Inc. $0 New York, NY 028-15100
MUFG Securities EMEA plc $8,603,853,780 London, United Kingdom 028-15731

Other Included Managers (1):

Num Name Location File Number
1 MITSUBISHI UFJ FINANCIAL GROUP INC Tokyo, Japan 028-13582