UBS Group AG

Q2 2015 13F Holdings Report, Options Holdings

Signature - Title
Andrew Johnson - Head Group Shareholding Reporting
Location
Zurich, Switzerland
Options holdings as of
June 30, 2015
Notional value $
$24B
Number of holdings
1,690
Date filed
8/14/2015, 10:50 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q1 2015 - May 14, 2015
Next filing
Q3 2015 - Nov 13, 2015
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2015 Q2 compared to 2015 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Debra Cho Director, Compliance and Operational Risk Control Stamford, Connecticut 8/14/2015

List of Other Managers Reporting for UBS Group AG:

Name Holdings Value Location File Number
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $389B Chicago, IL 028-02682
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) $1.27B Chicago, IL 028-06327

Other Included Managers (3):

Num Name Location File Number
1 UBS FINANCIAL SERVICES INC New York, NY 028-11496
17 UBS Swiss Financial Advisors AG 028-11603
20 UBS AG New York Branch 028-07344