Mitsubishi UFJ Securities Holdings Co., Ltd.

Q1 2015 13F Combination Report, Stock Holdings

Signature - Title
Kazuo Ozaki - Deputy General Manager of Corporate Planning Division
Location
Tokyo, Japan
Holdings as of
31 Mar 2015
Value $
$37,941,000
Num holdings
294
Filing time
11 May 2015, 06:20:37 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included NKY, CHESAPEAKE ENERGY CORP, NUANCE COMMUNICATIONS INC, TESLA MTRS INC, and AAPL.
Previous filing
Q3 2014 - 14 Nov 2014
Next filing
Q2 2015 - 12 Aug 2015
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2015 Q1 compared to 2014 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kazuo Ozaki Deputy General Manager of Corporate Planning Division Tokyo, Japan 30 Apr 2015

List of Other Managers Reporting for Mitsubishi UFJ Securities Holdings Co., Ltd.:

Name Holdings Value Location File Number
KOKUSAI Asset Management Co., Ltd. $108,441,000 Tokyo, Japan 028-13569
MITSUBISHI UFJ SECURITIES (USA), Inc. $0 New York, NY 028-15100
MUFG Securities EMEA plc $8,603,853,780 London, United Kingdom 028-15731

Other Included Managers (1):

Num Name Location File Number
1 MITSUBISHI UFJ FINANCIAL GROUP INC Tokyo, Japan 028-13582