BROOKFIELD Corp /ON/

Q3 2014 13F Holdings Report, Options Holdings

Signature - Title
Ronald Fisher-Dayn - Managing Partner and Chief Compliance Officer
Location
Toronto, Ontario, Canada
Options holdings as of
September 30, 2014
Notional value $
$4.93M
Number of holdings
1
Date filed
11/12/2014, 12:32 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2014 - Sep 8, 2014
Next filing
Q4 2014 - Feb 12, 2015
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2014 Q3 compared to 2014 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
A.J. Silber Vice President, Legal Affairs Toronto, Ontario, Canada 11/11/2014

List of Other Managers Reporting for BROOKFIELD Corp /ON/:

Name Holdings Value Location File Number
OAKTREE CAPITAL MANAGEMENT LP $6B Los Angeles, CA 028-05050
Oaktree Fund Advisors, LLC $88.6M Los Angles, CA 028-21340

Other Included Managers (4):

Num Name Location File Number
1 Brookfield Public Securities Group LLC New York, NY 028-13826
2 Brookfield Asset Management Private Institutional Capital Adviser US, LLC 803-00222
3 Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC
4 Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP Toronto, Ontario, Canada 028-14362