WHITEBOX ADVISORS LLC

Q1 2014 13F Holdings Report, Options Holdings

Signature - Title
Lisa Conrad - General Counsel & Chief Compliance Officer
Location
Minneapolis, MN
Options holdings as of
March 31, 2014
Options notional value $
$11.9M
Number of options holdings
15
Date filed
5/14/2014, 03:20 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2013 - Feb 13, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2014 Q1 compared to 2013 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Mark Strefling Chief Operating Officer Minneapolis, Minnesota 5/14/2014

Other Included Managers (6):

Num Name File Number
1 Whitebox Multi-Strategy Advisors, LLC
2 Whitebox Concentrated Convertible Arbitrage Advisors, LLC
3 Whitebox Credit Arbitrage Advisors, LLC
4 Whitebox Special Opportunities Advisors, LLC
5 Whitebox Asymmetric Advisors, LLC
6 Pandora Select Advisors, LLC