AMERIPRISE FINANCIAL INC

Q4 2013 13F Combination Report, Options Holdings

Signature - Title
Michael G. Clarke - Senior VP, NA Head of Operations & Investor Services
Location
Minneapolis, MN
Options holdings as of
December 31, 2013
Notional value $
$185K
Number of holdings
20
Date filed
2/14/2014, 10:45 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Next filing
Q1 2014 - May 14, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
David Stewart Sr. Vice President Minneapolis, Minnesota 1/22/2014

List of Other Managers Reporting for AMERIPRISE FINANCIAL INC:

Name Holdings Value Location File Number
Ameriprise Bank, FSB Minneapolis, MN 028-18942
AMERIPRISE CERTIFICATE CO Minneapolis, MN 028-00140
Ameriprise Financial Services, LLC Minneapolis, MN 028-14918
AMERIPRISE TRUST CO Minneapolis, MN 028-10458
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC Boston, MA 028-10477
Columbia Threadneedle (EM) Investments Ltd London, United Kingdom 028-12261
Columbia Threadneedle Management Ltd London, United Kingdom 028-10846
COLUMBIA WANGER ASSET MANAGEMENT LLC Chicago, IL 028-03639
Pyrford International Ltd London, United Kingdom 028-17429
RIVERSOURCE LIFE INSURANCE CO Minneapolis, MN 028-00143
RIVERSOURCE LIFE INSURANCE Co OF NEW YORK Minneapolis, MN 028-10460
THAMES RIVER CAPITAL LLP London, United Kingdom 028-10849
THREADNEEDLE ASSET MANAGEMENT HOLDINGS LTD London, United Kingdom 028-10644

Other Included Managers (8):

Num Name Location File Number
1 Ameriprise Financial, Inc. 028-00139
2 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC Boston, MA 028-10477
3 Ameriprise Trust Company 028-01045
4 AMERIPRISE CERTIFICATE CO Minneapolis, MN 028-00140
5 RIVERSOURCE LIFE INSURANCE CO Minneapolis, MN 028-00143
6 RiverSource Life Insurance Company of New York 028-01046
10 THREADNEEDLE ASSET MANAGEMENT HOLDINGS LTD London, United Kingdom 028-10644
16 Ameriprise Financial Services, LLC Minneapolis, MN 028-14918