AMERIPRISE FINANCIAL INC

Q4 2013 13F Combination Report, Options Holdings

Signature - Title
David Stewart - Sr. Vice President
Location
Minneapolis, MN
Options holdings as of
31 Dec 2013
Notional value
$185,000
Number of holdings
20
Filing time
14 Feb 2014, 10:45:47 UTC
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Next filing
Q1 2014 - 14 May 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
David Stewart Sr. Vice President Minneapolis, Minnesota 22 Jan 2014

List of Other Managers Reporting for AMERIPRISE FINANCIAL INC:

Name Holdings Value Location File Number
AMERIPRISE CERTIFICATE CO Minneapolis, MN 028-00140
RIVERSOURCE LIFE INSURANCE CO Minneapolis, MN 028-00143
AMERIPRISE FINANCIAL INC $442,187,631,343 Minneapolis, MN 028-00139
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC Boston, MA 028-10477
THREADNEEDLE ASSET MANAGEMENT HOLDINGS LTD London, United Kingdom 028-10644
Ameriprise Financial Services, LLC Minneapolis, MN 028-14918

Other Included Managers (8):

Num Name Location File Number
1 AMERIPRISE FINANCIAL INC Minneapolis, MN 028-00139
2 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC Boston, MA 028-10477
3 Ameriprise Trust Company 028-01045
4 AMERIPRISE CERTIFICATE CO Minneapolis, MN 028-00140
5 RIVERSOURCE LIFE INSURANCE CO Minneapolis, MN 028-00143
6 RiverSource Life Insurance Company of New York 028-01046
10 THREADNEEDLE ASSET MANAGEMENT HOLDINGS LTD London, United Kingdom 028-10644
16 Ameriprise Financial Services, LLC Minneapolis, MN 028-14918