GAM Holding AG

Q4 2021 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
David Kemp - Group Head Legal & Compliance
Location
Zurich, Switzerland
Holdings as of
December 31, 2021
Value $
$2.22B
Num holdings
352
Date filed
2/18/2022, 05:04 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q3 2021 - Nov 12, 2021
Next filing
Q1 2022 - May 6, 2022
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q4 - Restatement compared to 2021 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Elmar Zumbuehl Group Chief Risk Officer Zurich, Switzerland 2/16/2022

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. GAM Holding AG, Zurich has amended its 4th Quarter 2021 Form 13F filed Jan 26, 2022 for the purpose of correcting certain holdings that were incorrectly reported and to add certain securities that were erroneously omitted from the original filing.

Other Included Managers (2):

Num Name Location File Number
1 GAM INTERNATIONAL MANAGEMENT LTD
2 GAM INVESTMENT MANAGEMENT (SWITZERLAND) AG