BANK OF MONTREAL /CAN/

Q3 2021 13F Holdings Report, Options Holdings

Signature - Title
Kathryn Cenac - Managing Director, Regulatory Solutions Group
Location
Toronto, Ontario, Canada
Options holdings as of
September 30, 2021
Notional value $
$12.7B
Number of holdings
241
Date filed
11/12/2021, 04:00 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2021 - Aug 12, 2021
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2021 Q3 compared to 2021 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Eric Moss SVP, DGC, Chief Compliance Officer Toronto, Ontario, Canada 11/12/2021

Other Included Managers (11):

Num Name Location File Number
1 Bank of Montreal Europe Plc Dublin 1, Ireland 028-17461
2 BMO ASSET MANAGEMENT CORP. 028-16017
3 BMO Asset Management Inc. Toronto, Ontario, Canada 028-16018
4 F&C Asset Management plc 028-11312
5 BMO CAPITAL MARKETS CORP. New York, NY 028-17436
6 BMO Family Office, LLC Palo Alto, CA 028-17442
7 BMO Bank N.A. Chicago, IL
8 BMO NESBITT BURNS INC. Toronto, Ontario, Canada 028-16021
9 BMO PRIVATE INVESTMENT COUNSEL INC. Toronto, Ontario, Canada 028-16020
10 Pyrford International Ltd 028-17429
11 Stoker Ostler Wealth Advisors, Inc. Scottsdale, AZ 028-11481