HARBERT FUND ADVISORS, INC.

Q3 2023 13F Holdings Report, Stock Holdings

Signature - Title
John W. McCullough - Executive Vice President and General Counsel
Location
Birmingham, AL
Holdings as of
30 Sep 2023
Value $
$140,251,986
Num holdings
45
Filing time
13 Nov 2023, 18:01:16 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AGS, ENZ, VSEC, INVE, and INFU.
Previous filing
Q2 2023 - 14 Aug 2023
Next filing
Q4 2023 - 14 Feb 2024
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2023 Q3 compared to 2023 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
John W. McCullough Executive Vice President and General Counsel Birmingham, Alabama 13 Nov 2023