SHEPHERD KAPLAN KROCHUK, LLC

Q3 2021 13F Holdings Report, Options Holdings

Signature - Title
Timothy A. Krochuk - Manager
Location
Boston, MA
Options holdings as of
September 30, 2021
Notional value $
$3.21M
Number of holdings
11
Date filed
11/12/2021, 02:37 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2021 - Aug 10, 2021
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2021 Q3 compared to 2021 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Timothy A. Krochuk Manager Boston, Massachusetts 11/12/2021

Other Included Managers (1):

Num Name Location File Number
1 Peak Capital Management LLC Greenwood Village, CO 028-18093