HARBERT FUND ADVISORS, INC.

Q4 2018 13F Holdings Report, Stock Holdings

Signature - Title
John W. McCullough - Executive Vice President and General Counsel
Location
Birmingham, AL
Holdings as of
31 Dec 2018
Value $
$98,015,000
Num holdings
14
Filing time
13 Feb 2019, 19:54:03 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included IIIV, BRG, RUBI, MCHX, and DZSI.
Previous filing
Q3 2014 - 14 Nov 2014
Next filing
Q1 2019 - 15 May 2019
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
John W. McCullough Executive Vice President and General Counsel Birmingham, Alabama 13 Feb 2019