Waterstone Capital Management, L.P.

Q3 2014 13F Holdings Report, Stock Holdings

Signature - Title
Kurt Peterson - Chief Financial Officer
Location
St. Louis Park, MN
Holdings as of
30 Sep 2014
Value $
$229,245,000
Num holdings
20
Filing time
13 Nov 2014, 16:15:54 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included LRCX, MICROCHIP TECHNOLOGY INC, TLMR, NYCBPRU, and PARR.
Previous filing
Q2 2014 - 14 Aug 2014
Next filing
Q4 2014 - 17 Feb 2015
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q3 compared to 2014 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kurt Peterson Chief Financial Officer Plymouth, Minnesota 13 Nov 2014

Other Included Managers (4):

Num Name Location File Number
1 Waterstone Market Neutral Master Fund, Ltd. St. Louis Park, MN 028-12029
2 Waterstone Offshore ER Fund, Ltd. Plymouth, MN 028-14301
3 WATERSTONE MF FUND LTD. Plymouth, MN 028-14300
4 WATERSTONE OFFSHORE AD FUND, LTD. Camana Bay, Grand Cayman, Cayman Islands 028-15220