Caerus Global Investors LLC

Q1 2014 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Edward Davis - Portfolio Manager
Location
New York, NY
Holdings as of
March 31, 2014
Value $
$147M
Num holdings
35
Date filed
6/20/2014, 09:55 AM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q4 2013 - Feb 14, 2014
Next filing
Q2 2014 - Aug 13, 2014
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q1 - Restatement compared to 2013 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jack Quinlan Chief Operating Officer/Chief Financial Officer New York, New York 6/20/2014

This restatement is being filed to revise (i) the value listed on the Form 13F Information Table with respect to call options held on the issuer BJS RESTAURANTS INC (CUSIP: 09180C106) (the Form 13F Information Table Value Total is being revised accordingly) and (ii) the number of shares that are listed on the Form 13F Information Table for the issuers RALPH LAUREN CORP (CUSIP: 751212101) and TIFFANY & CO NEW (CUSIP: 886547108).