Calvert Investment Management, Inc.

Q1 2017 13F Holdings Report, Stock Holdings

Signature - Title
Andrew Niebler - General Counsel
Location
Bethesda, MD
Holdings as of
March 31, 2017
Value $
$0
Num holdings
0
Date filed
5/26/2017, 05:55 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q4 2016 - Feb 13, 2017
Next filing
Q2 2017 - Oct 24, 2017
SEC
View on sec.gov
Filing 2017 Q1 compared to 2016 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Andrew Niebler General Counsel Bethesda, Maryland 5/26/2017

<PAGE>On December 30, 2016, substantially all of the business assets of Calvert were sold to Calvert Research and Management (the "Transaction"), a newly-formed subsidiary of Eaton Vance Management ("Eaton Vance"), in accordance with the terms of an Asset Purchase Agreement dated as of October 20, 2016 and amended as of December 24, 2016, among Calvert, Calvert's indirect parent company, Ameritas Holding Company ("AHC"), Eaton Vance, Calvert Research and Management and certain other parties (the "Asset Purchase Agreement"). As a result of the Transaction, Calvert no longer serves as the investment advisor for any registered investment company or separate account. Following the Transaction, Calvert's sole client was the DC College Savings Plan (the "Plan"), which is a Section 529 Plan for the District of Columbia. Calvert served as the Program Manager of the Plan and, in that capacity, it was responsible for the Plan's administration and investment operations. Calvert served as the Plan's Program Manager through March 24, 2017 at which time Calvert was replaced by a successor Program Manager. Accordingly, Calvert does not have any clients and it plans to file Form ADV-W on or before June 30, 2017 to withdraw its registration as an investment advisor and intends to wind down its business operations. <PAGE>