| Sym | Weight | Trade Impact | Company | Class | Share Change | Activity | Value Change $ | Value $ | * Price $ | Shares | Principal |
|---|
| Name | Title | City, State | Date |
|---|---|---|---|
| Anne J. Pleviak | Senior Regulatory Counsel | Leawood, Kansas | 13 Aug 2014 |
| Num | Name | Location | File Number |
|---|---|---|---|
| 1 | MARINER WEALTH ADVISORS-OMAHA, LLC | Overland Park, KS | 028-14647 |
| 2 | Mariner, LLC | Overland Park, KS | 028-13550 |
| 3 | Mariner Wealth Advisors-Madison, LLC | Overland Park, KS | 028-10221 |