Symphony Asset Management Llc

Q3 2016 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Amy Chen - Sr. Compliance Manager/Legal Counsel
Location
San Francisco, CA
Holdings as of
September 30, 2016
Value $
$981M
Num holdings
391
Date filed
6/22/2017, 01:35 PM
Form type
13F-HR/A-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included BKLN, SJNK, GOOGL, MSFT, and HD.
Previous filing
Q2 2016 - Jun 23, 2017
Next filing
Q4 2016 - Jun 23, 2017
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Filing 2016 Q3 - Restatement compared to 2016 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Amy Chen Sr. Compliance Manager/Legal Counsel San Francisco, California 6/20/2017

Other Included Managers (1):

Num Name Location File Number
1 Nuveen Investments, Inc Chicago, IL 028-11405