Symphony Asset Management Llc

Q1 2016 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Amy Chen - Sr. Compliance Manager/Legal Counsel
Location
San Francisco, CA
Holdings as of
31 Mar 2016
Value $
$921M
Num holdings
368
Filing time
22 Jun 2017, 13:22:49
Form type
13F-HR/A-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included GOOGL, MSFT, AAPL, HYG, and HD.
Previous filing
Q4 2015 - 12 Feb 2016
Next filing
Q2 2016 - 23 Jun 2017
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q1 - Restatement compared to 2015 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Amy Chen Sr. Compliance Manager/Legal Counsel San Francisco, California 20 Jun 2017

Other Included Managers (1):

Num Name Location File Number
1 Nuveen Investments, Inc Chicago, IL 028-11405