SYMPHONY ASSET MANAGEMENT LLC

Q3 2014 13F Holdings Report, Stock Holdings

Signature - Title
Erik Mogavero - Managing Director Head of Affiliate Compliance
Location
San Francisco, CA
Holdings as of
September 30, 2014
Value $
$958M
Num holdings
394
Date filed
11/12/2014, 01:42 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2014 - Aug 14, 2014
Next filing
Q4 2014 - Feb 9, 2015
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Filing 2014 Q3 compared to 2014 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Martin Fawzy Compliance Manager San Francisco, California 11/5/2014

Nuveen Asset Management, LLC is reporting for SYMPHONY ASSET MANAGEMENT LLC:

Name Holdings Value Location File Number
Nuveen Asset Management, LLC Chicago, IL 028-14498

Other Included Managers (1):

Num Name Location File Number
1 Nuveen Investments Inc. 028-11405