Sona Asset Management (Us) Llc

Q3 2025 13F Holdings Report, Stock Holdings

Signature - Title
John P. Berkery - CCO/COO
Location
New York, NY
Holdings as of
September 30, 2025
Value $
$2.54B
Num holdings
113
Date filed
11/14/2025, 04:36 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included ALIBABA GROUP HLDG LTD, APOPRA, EMB, TXNM, and TRIP COM GROUP LTD.
Previous filing
Q2 2025 - Aug 14, 2025
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2025 Q3 compared to 2025 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
John P. Berkery CCO/COO New York, New York 11/14/2025

One position reported in the information table of this Form 13F is managed solely by Sona Asset Management (UK) LLP and is reported with Voting Authority of "None" in Column 8. Also, after further review, the Reporting Person has determined that the discretion it exercises over positions it manages for a managed account is not shared with the managed account owner. Accordingly, starting with this Form 13F for Q3 2025 and going forward, the Reporting Person no longer reports having shared investment discretion with the managed account owner for such positions, and has removed the managed account owner as an "Other Included Manager" from its Form 13F. In addition, because the managed account owner retains proxy voting power over such positions, this Form 13F reports zero (0) shares across the Voting Authority Column 8 for the managed account positions.

Other Included Managers (1):

Num Name Location File Number
1 Sona Asset Management (Uk) Llp London, United Kingdom 028-21819