NOMURA HOLDINGS INC

Q4 2023 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Fernando Del Puerto - Managing Director
Location
Tokyo, Japan
Holdings as of
December 31, 2023
Value $
$10.1B
Num holdings
1,134
Date filed
3/27/2024, 04:19 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q3 2023 - Nov 14, 2023
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2023 Q4 - Restatement compared to 2023 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
FERNANDO DEL PUERTO Managing Director New York, New York 3/27/2024

This Amendment Number 1 to the Form 13F for the calendar quarter ended December 31, 2023, is being filed to correct certain information reported in Columns 4 and 5 for positions in convertible notes.

Other Included Managers (3):

Num Name Location File Number
1 NOMURA SECURITIES INTERNATIONAL INC New York, NY 028-04983
2 NOMURA INTERNATIONAL PLC London, United Kingdom 028-04985
4 NOMURA GLOBAL FINANCIAL PRODUCTS INC New York, NY 028-15494