TFG Asset Management GP Ltd

Q4 2016 13F Holdings Report, Stock Holdings

Signature - Title
Stacy Scheehle - Chief Compliance Officer
Location
Grand Cayman, Cayman Islands
Holdings as of
December 31, 2016
Value $
$493M
Num holdings
33
Date filed
2/13/2017, 11:11 AM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included MON, ARRS, GMWSB, SHPG, and SALT.
Previous filing
Q3 2016 - Nov 14, 2016
Next filing
Q1 2017 - May 15, 2017
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q4 compared to 2016 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Stacy Scheehle Chief Compliance Officer New York, New York 2/13/2017

Other Included Managers (3):

Num Name Location File Number
1 TFG Asset Management L.P. Grand Cayman, Cayman Islands 028-15282
2 TFG Asset Management UK LLP London, United Kingdom 028-15285
3 TFG Asset Management US LP New York, NY 028-15284