ADVISORY RESEARCH INC

Q3 2016 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Bruce Zessar - Chief Compliance Officer
Location
Chicago, IL
Holdings as of
September 30, 2016
Value $
$6.15B
Num holdings
254
Date filed
11/14/2016, 01:09 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2016 - Aug 16, 2016
Next filing
Q4 2016 - Feb 13, 2017
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 - Restatement compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Susan Steiner Chief Compliance Officer St. Louis, Missouri 11/14/2016

Other Included Managers (3):

Num Name File Number
1 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 028-11097
2 General Board of Pension & Health Benefits of The United Methodist Church, INC in Missouri 028-11783
3 Acuitas Investments, LLC 028-16461