Period
Q1 2014
Calendar quarter covered by the filing.
Share changes are unavailable for this filing. The holdings table remains available.
Period
Calendar quarter covered by the filing.
13F holdings
Parsed equity rows, excluding option-only view rows.
Reported value
SEC Form 13F market value, not total AUM.
Accepted by SEC
EDGAR acceptance date.
| Name | Title | City, State | Date |
|---|---|---|---|
| Weston B. Wetherell | VP, CCO, and Deputy GC, PPM America, Inc. | Chicago, Illinois | 15 May 2014 |
| Name | Holdings Value | Location | File Number |
|---|---|---|---|
| JACKSON NATIONAL ASSET MANAGEMENT, LLC | Chicago, IL | 028-06761 | |
| CURIAN CAPITAL LLC | $0 | Denver, CO | 028-10624 |
| SII INVESTMENTS INC/WI | $0 | Appleton, WI | 028-13970 |
| INVESTMENT CENTERS OF AMERICA INC | $0 | Bismarck, ND | 028-14413 |
| NATIONAL PLANNING CORP | $0 | El Segundo, CA | 028-13971 |
| IFC Holdings Incorporated/FL | $0 | Tampa, FL | 028-13972 |
| Num | Name | Location | File Number |
|---|---|---|---|
| 1 | PPM AMERICA INC/IL | Chicago, IL | 028-03586 |
| 2 | M&G INVESTMENT MANAGEMENT LTD | London, United Kingdom | 028-03513 |
| 3 | EASTSPRING INVESTMENTS (SINGAPORE) LTD | Singapore, Singapore | 028-14135 |