Advisors Asset Management, Inc.

Q3 2020 13F Combination Report, Stock Holdings

Signature - Title
John Webber - Chief Compliance Officer
Location
Monument, CO
Holdings as of
September 30, 2020
Value $
$5.41B
Num holdings
1,517
Date filed
11/16/2020, 07:58 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AMZN, MSFT, AAPL, META, and GOOGL.
Previous filing
Q2 2020 - Aug 12, 2020
Filing 2020 Q3 compared to 2020 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
John Webber Chief Compliance Officer Boerne, Texas 11/16/2020

List of Other Managers Reporting for Advisors Asset Management, Inc.:

Name Holdings Value Location File Number
Bahl & Gaynor Inc $19.6B Cincinnati, OH 028-02825
Hartford Investment Management Co $3.14B Hartford, CT 028-06652
Phocas Financial Corp. $652M Alameda, CA 028-12179
Vident Investment Advisory, LLC $0 Alpharetta, GA 028-16741