HSBC HOLDINGS PLC

Q1 2021 13F Holdings Report, Options Holdings

Signature - Title
Gabriel PIRLICI - HEAD OF CAPITAL REPORTING REGULATORY REPORTING
Location
London, United Kingdom
Options holdings as of
March 31, 2021
Notional value $
$9.8B
Number of holdings
387
Date filed
5/14/2021, 09:28 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2020 - Feb 25, 2021
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2021 Q1 compared to 2020 Q4 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Noel AK Fraser Head of Disclosures and Control London, United Kingdom 5/14/2021

Other Included Managers (14):

Num Name Location File Number
1 HSBC Bank USA, N.A. Mclean, VA 028-15552
2 HSBC Global Asset Management (Hong Kong) Ltd Central, Hong Kong 028-15530
3 HSBC International Trustee Ltd. Tortola, Virgin Islands, British 028-15532
4 HSBC Global Asset Management (UK) Ltd London, United Kingdom 028-15540
5 HSBC GLOBAL ASSET MANAGEMENT (FRANCE) Courbevoie, France 028-15545
6 HSBC Global Asset Management (Canada) LTD 028-15539
7 HSBC Trinkaus & Burkhardt AG, Germany Duesseldorf, Germany 028-15546
8 Hang Seng Investment Management Ltd Hong Kong, Hong Kong 028-18048
9 HSBC PRIVATE BANK (SUISSE) LTD Geneva, Switzerland 028-15555
10 Hongkong & Shanghai Banking Corp Ltd / ASP -, Hong Kong 028-15975
11 HSBC BANK PLC London, United Kingdom 028-15563
12 HSBC GLOBAL ASSET MANAGEMENT (MEXICO), SA DE CV, SOCIEDAD OPERADORA DE FONDOS DE INVERSION, GRUPO FINANCIERO HSBC Mexico City, Mexico 028-18663
13 HSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH Duesseldorf, Germany 028-15547
14 HSBC SECURITIES USA INC New York, NY 028-17084