HSBC HOLDINGS PLC

Q4 2016 13F Holdings Report, Options Holdings

Signature - Title
Gabriel PIRLICI - HEAD OF CAPITAL REPORTING REGULATORY REPORTING
Location
London, United Kingdom
Options holdings as of
December 31, 2016
Notional value $
$9.48B
Number of holdings
466
Date filed
2/9/2017, 08:51 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2016 - Nov 14, 2016
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2016 Q4 compared to 2016 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
GIOVANNA VISCIONE HEAD OF PRA & UK REGULATORY REPORTING London, United Kingdom 2/9/2017

Other Included Managers (12):

Num Name Location File Number
1 HSBC Bank USA, N.A. Mclean, VA 028-15552
2 HSBC Global Asset Management (Hong Kong) Ltd Central, Hong Kong 028-15530
3 HSBC International Trustee Ltd. Tortola, Virgin Islands, British 028-15532
4 HSBC Global Asset Management (UK) Ltd London, United Kingdom 028-15540
5 HSBC GLOBAL ASSET MANAGEMENT (FRANCE) Courbevoie, France 028-15545
6 HSBC Global Asset Management (Canada) LTD 028-15539
7 HSBC Trinkaus & Burkhardt AG, Germany Duesseldorf, Germany 028-15546
8 HSBC PRIVATE BANK (SUISSE) LTD Geneva, Switzerland 028-15555
9 Hongkong & Shanghai Banking Corp Ltd / ASP -, Hong Kong 028-15975
10 HSBC BANK PLC London, United Kingdom 028-15563
11 HSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH Duesseldorf, Germany 028-15547
12 HSBC SECURITIES USA INC New York, NY 028-17084