HSBC HOLDINGS PLC

Q4 2013 13F Holdings Report, Options Holdings

Signature - Title
Gabriel PIRLICI - HEAD OF CAPITAL REPORTING REGULATORY REPORTING
Location
London, United Kingdom
Options holdings as of
December 31, 2013
Notional value $
$5.91B
Number of holdings
305
Date filed
2/14/2014, 12:32 PM
Description
All US holdings of this investor are reported in this report.
Next filing
Q1 2014 - May 14, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jane S Leach Head of Regulatory Reporting London, United Kingdom 2/14/2014

Other Included Managers (16):

Num Name Location File Number
1 HSBC Bank USA, N.A. Mclean, VA 028-15552
2 HSBC Global Asset Management (Hong Kong) Ltd Central, Hong Kong 028-15530
3 HSBC International Trustee Ltd. Tortola, Virgin Islands, British 028-15532
4 HSBC Global Asset Management (UK) Ltd London, United Kingdom 028-15540
5 HSBC Global Asset Management (USA) Inc. 028-15528
6 HSBC Private Bank (UK) Ltd 028-15538
7 HSBC GLOBAL ASSET MANAGEMENT (FRANCE) Courbevoie, France 028-15545
8 HSBC Global Asset Management (Canada) Ltd 028-15539
9 HSBC Trinkaus & Burkhardt AG, Germany Duesseldorf, Germany 028-15546
10 HSBC Global Asset Management(Taiwan)Limited Taipei, Taiwan, Province of China 028-15529
11 HSBC PRIVATE BANK (SUISSE) LTD Geneva, Switzerland 028-15555
12 Hongkong & Shanghai Banking Corp Ltd / ASP -, Hong Kong 028-15975
13 HSBC BANK PLC London, United Kingdom 028-15563
14 HSBC Bank Bermuda Ltd Hamilton, Bermuda 028-15544
15 HSBC Bank Brasil SA - Banco Multiplo 028-15543
16 HSBC Global Asset Management (International) Ltd 028-15548