| Name | Title | City, State | Date |
|---|---|---|---|
| Christopher Innes | Head of Equity Sales and Investment Banking, Americas | New York, New York | 16 Nov 2015 |
| Name | Holdings Value | Location | File Number |
|---|---|---|---|
| BANK OF THE WEST | $850,674,018 | Monterey Park, CA | 028-00898 |
| FIRST HAWAIIAN BANK | $751,522,948 | Honolulu, HI | 028-04029 |
| BNP PARIBAS FINANCIAL MARKETS | $158,030,097,423 | Paris, France | 028-10038 |
| Derivatives Exane | $174,007,797 | Paris, France | 028-16295 |