UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

Q2 2014 13F Combination Report, Stock Holdings

Signature - Title
Barry J. Mullen - COMPLIANCE HEAD, UBS AM BUSINESS UNIT OF UBS AM AMERICAS LLC
Location
Chicago, IL
Holdings as of
June 30, 2014
Value $
$99B
Num holdings
2,555
Date filed
8/13/2014, 12:12 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q1 2014 - May 23, 2014
Next filing
Q3 2014 - Oct 28, 2014
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q2 compared to 2014 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Mark F. Kemper Secretary Chicago, Illinois 8/13/2014

List of Other Managers Reporting for UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC:

Name Holdings Value Location File Number
Artisan Partners Limited Partnership $66.7B Milwaukee, WI 028-13578
GQG Partners LLC $63.8B Ft. Lauderdale, FL 028-17876
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC $45.3B Los Angeles, CA 028-05792
JACOBS LEVY EQUITY MANAGEMENT, INC $25.9B Florham Park, NJ 028-03059
BROWN BROTHERS HARRIMAN & CO $14.7B New York, NY 028-00408
RIVERBRIDGE PARTNERS LLC $7.49B Minneapolis, MN 028-05655
ARGA Investment Management, LP $3.02B Stamford, CT 028-15430
RWC ASSET ADVISORS (US) LLC $837M Miami, FL 028-19400
KETTLE HILL CAPITAL MANAGEMENT, LLC $390M New York, NY 028-17689
PCJ Investment Counsel Ltd. $316M Toronto, Ontario, Canada 028-12690
Fulcrum Asset Management LLP $0 London, United Kingdom 028-20335
Aviva Investors Americas LLC Chicago, IL 028-20645
J.P. Morgan Investment Management Inc. New York, NY 028-11937
Neuberger Berman Investment Advisers LLC New York, NY 028-17085

Other Included Managers (4):

Num Name Location File Number
2 UBS GLOBAL ASSET MANAGEMENT TRUST COMPANY 028-03900
7 UBS / AG UBS GLOBAL ASSET MANAGEMENT 028-00000
8 UBS GLOBAL ASSET MANAGEMENT (UK) LTD
9 UBS GLOBAL ASSET MANAGEMENT LIFE LTD