UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

Q4 2013 13F Combination Report, Stock Holdings

Signature - Title
Mark F. Kemper - Secretary
Location
Chicago, IL
Holdings as of
31 Dec 2013
Value $
$87,453,428,000
Num holdings
2,534
Filing time
31 Jan 2014, 15:50:00 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AAPL, GOOGL, XOM, GE, and MSFT.
Next filing
Q1 2014 - 23 May 2014
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Mark F. Kemper Secretary Chicago, Illinois 31 Jan 2014

List of Other Managers Reporting for UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC:

Name Holdings Value Location File Number
INSTITUTIONAL CAPITAL LLC $6,748,216,000 Chicago, IL 028-00016
MACKAY SHIELDS LLC $2,857,443,441 New York, NY 028-00046
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST Philadelphia, PA 028-05267
BROOKFIELD Corp /ON/ $80,757,127,828 Toronto, Ontario, Canada 028-14349
PALISADE CAPITAL MANAGEMENT, LP $3,374,557,933 Fort Lee, NJ 028-05320
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC $37,258,245,340 Los Angeles, CA 028-05792
PZENA INVESTMENT MANAGEMENT LLC $33,403,411,445 New York, NY 028-03791
CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC $6,811,028,300 Radnor, PA 028-06044
STANDISH MELLON ASSET MANAGEMENT Co LLC Boston, MA 028-04303
SYSTEMATIC FINANCIAL MANAGEMENT LP $4,242,407,448 Teaneck, NJ 028-05015
ANALYTIC INVESTORS, LLC Los Angeles, CA 028-04895
BLACKROCK ADVISORS LLC Wilmington, DE 028-04295
METROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA Newport Beach, CA 028-05723
RIVERBRIDGE PARTNERS LLC $5,334,234,529 Minneapolis, MN 028-05655
STANDARD LIFE INVESTMENTS (USA) LTD Boston, MA 028-06065
LOS ANGELES CAPITAL MANAGEMENT LLC $28,639,873,982 Los Angeles, CA 028-10229
Mondrian Investment Partners LTD $6,060,586,005 London, United Kingdom 028-11450
Copper Rock Capital Partners, LLC $296,077,000 Boston, MA 028-11628
JPMorgan Asset Management (UK) Ltd London, United Kingdom 028-11947
LMCG INVESTMENTS, LLC $1,749,348,443 Boston, MA 028-13608
Timpani Capital Management LLC $209,217,000 Milwaukee, WI 028-14622
Chautauqua Capital Management $316,622,000 Boulder, CO 028-15238

Other Included Managers (4):

Num Name Location File Number
1 UBS AG / Global Asset Management 028-00000
2 UBS Global Asset Management (UK) Ltd
3 UBS Global Asset Management Trust Company 028-03900
4 UBS Global Asset Management Life Ltd