TCW GROUP INC

Q4 2018 13F Holdings Report, Excl. Options

Signature - Title
Andrew Bowden - Executive Vice President & General Counsel
Location
Los Angeles, California
Holdings as of
Dec 31, 2018
Value $
$9.61 B
Num holdings
323
Date filed
2/11/2019, 12:35 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2018 - Oct 30, 2018
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q4 compared to 2018 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Meredith Jackson Executive Vice President and General Counsel Los Angeles, California 2/11/2019

This 13F Report is being filed by The TCW Group, Inc. ("TCW") on behalf of itself and its direct and indirect subsidiaries, which collectively constitute the TCW business unit (the "TCW Business Unit"). Investment funds affiliated with The Carlyle Group, L.P. ("The Carlyle Group") own an indirect minority controlling interest in TCW. The TCW Business Unit is managed separately and operated independently. TCW is the parent holding company of a number of operating subsidiaries some of which are or may be "institutional investment managers" for purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934 (the "Act") and the rules promulgated thereunder. TCW itself does not in fact exercise, and therefore disclaims, investment discretion with respect to any Section 13(f) securities positions over which its operating subsidiaries in fact exercise investment discretion. To the extent, however, that TCW's ownership interest in such operating units may nevertheless give rise to a Form 13(f) filing obligation on behalf of TCW, the information required by Form 13(f) is reported herein on behalf of certain of TCW's operating units, some of which are themselves institutional investment managers subject to Section 13(f) of the Act. In that regard, the Section 13(f) securities positions of TCW Asset Management Company LLC, Metropolitan West Asset Management, LLC, TCW Investment Management Company LLC and Sepulveda Management LLC are included in this Form 13F report. ALPS Advisors, Inc., Cornerstone Advisors, Inc. and SEI Investments Management Corporation are advisers to certain accounts sub-advised by TCW Investment Management Company LLC and Metropolitan West Asset Management, LLC, and securities held in those accounts are included herein.

Other Included Managers (8):

Num Name File Number
1 TCW INVESTMENT MANAGEMENT Co LLC 028-06683
2 TCW ASSET MANAGEMENT CO LLC 028-00787
3 ALPS ADVISORS INC 028-12230
4 Metropolitan West Asset Management, LLC 028-13907
5 SEI INVESTMENTS MANAGEMENT CORP 028-16475
6 Carlyle Group L.P. 028-15025
7 Sepulveda Management LLC 028-17676
8 Cornerstone Advisors, Inc. 028-14575