TCW GROUP INC

Q3 2016 13F Holdings Report, Stock Holdings

Signature - Title
Meredith Jackson - Executive Vice President & General Counsel
Location
Los Angeles, CA
Holdings as of
30 Sep 2016
Value $
$13,163,038,000
Num holdings
657
Filing time
14 Nov 2016, 11:31:35 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included GOOG, META, V, AMT, and CRM.
Previous filing
Q2 2016 - 15 Aug 2016
Next filing
Q4 2016 - 10 Feb 2017
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 - Restatement by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Meredith Jackson Executive Vice President & General Counsel Los Angeles, California 14 Nov 2016

This 13F Report is being filed by The TCW Group, Inc. ("TCW") on behalf of itself and its direct and indirect subsidiaries, which collectively constitute the TCW business unit (the "TCW Business Unit"). The TCW Business Unit is majority owned by investment funds affiliated with The Carlyle Group, L.P. ("The Carlyle Group"). The TCW Business Unit is managed separately and operated independently. TCW is the parent holding company of a number of operating subsidiaries some of which are or may be "institutional investment managers" for purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934 (the "Act") and the rules promulgated thereunder. TCW itself does not in fact exercise, and therefore disclaims, investment discretion with respect to any Section 13(f) securities positions over which its operating subsidiaries in fact exercise investment discretion. To the extent, however, that TCW's ownership interest in such operating units may nevertheless give rise to a Form 13(f) filing obligation on behalf of TCW, the information required by Form 13(f) is reported herein on behalf of certain of TCW's operating units, some of which are themselves institutional investment managers subject to Section 13(f) of the Act. In that regard, the Section 13(f) securities positions of TCW Asset Management Company LLC, Trust Company of the West, Metropolitan West Asset Management, LLC and TCW Investment Management Company LLC are included in this Form 13F report. ALPS Advisors, Inc. and SEI Investments Management Corporation are advisers to certain accounts sub-advised by TCW Investment Management Company LLC and Metropolitan West Asset Management, LLC.

Other Included Managers (7):

Num Name Location File Number
1 TCW INVESTMENT MANAGEMENT Co LLC Los Angeles, CA 028-06683
2 TCW ASSET MANAGEMENT CO LLC Los Angeles, CA 028-00787
3 TRUST CO OF THE WEST Los Angeles, CA 028-06681
4 ALPS ADVISORS INC Denver, CO 028-12230
5 Metropolitan West Asset Management, LLC Los Angeles, CA 028-13907
6 SEI INVESTMENTS MANAGEMENT CORP Oaks, PA 028-16475
7 Carlyle Group Inc. Washington, DC 028-15025