OppenheimerFunds, Inc.

Q3 2017 13F Combination Report, Options Holdings

Signature - Title
Stephen Volpe - VP Compliance
Location
New York, NY
Options holdings as of
September 30, 2017
Notional value $
$253K
Number of holdings
1
Date filed
11/13/2017, 11:43 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2017 - Aug 14, 2017
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2017 Q3 compared to 2017 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Christina Carroll VP Compliance New York, New York 11/13/2017

OppenheimerFunds, Inc. (OFI) has indicated that it exercises sole investment discretion with respect to the securities positions reported in its Form 13F. Nevertheless, such positions shall also be deemed reported on behalf of Massachusetts Mutual Life Insurance Company (MassMutual) to the extent that MassMutual may be deemed to share investment discretion over the positions as a result of OFI being a majority-owned indirect subsidiary of MassMutual.

List of Other Managers Reporting for OppenheimerFunds, Inc.:

Name Holdings Value Location File Number
MACQUARIE GROUP LTD $92.6B Sydney, Nsw 2000, Australia 028-13120

Other Included Managers (17):

Num Name Location File Number
1 SUNAMERICA ASSET MANAGEMENT, LLC Jersey City, NJ 028-02725
1 Equitable Investment Management Group, LLC New York, NY 028-14633
1 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 028-10477
1 BARINGS LLC 028-00060
1 Directed Services LLC West Chester, PA 028-14593
1 JACKSON NATIONAL ASSET MANAGEMENT LLC Chicago, IL 028-06761
1 Brighthouse Investment Advisers, LLC Charlotte, NC 028-05167
1 Nationwide Fund Advisors Columbus, OH 028-05161
1 Pacific Life Fund Advisors LLC Newport Beach, CA 028-14003
1 SEI INVESTMENTS CO 028-16454
1 TRANSAMERICA ASSET MANAGEMENT, INC. 028-12394
1 Cornerstone Advisors, Inc. 028-14575
2 OFI GLOBAL INSTITUTIONAL, INC New York, NY 028-10234
3 OFI PRIVATE INVESTMENTS INC 028-10231
5 OFI SteelPath, Inc. Dallas, TX 028-15436
6 OFI Global Asset Management, Inc. 028-15607
7 OFI Advisors LLC Philadelphia, PA 028-12355