PIPER SANDLER & CO.

Q4 2017 13F Holdings Report, Stock Holdings

Signature - Title
Ann C. McCague - Chief Compliance Officer
Location
Minneapolis, MN
Holdings as of
31 Dec 2017
Value $
$105,613,000
Num holdings
13
Filing time
14 Feb 2018, 13:52:31 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included SALESFORCE COM INC, NOVELLUS SYS INC, AGNPRA, LAM RESEARCH CORP, and SWNC.
Previous filing
Q3 2016 - 14 Nov 2016
Next filing
Q1 2018 - 15 May 2018
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Ann C. McCague Chief Compliance Officer Minneapolis, Minnesota 14 Feb 2018