Piper Sandler & Co.

Q4 2013 13F Holdings Report, Stock Holdings

Signature - Title
Ann C. McCague - Chief Compliance Officer
Location
Minneapolis, MN
Holdings as of
31 Dec 2013
Value $
$101M
Num holdings
90
Date filed
14 Feb 2014, 10:59
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included OCRPRB, UISPRA, HIMX, AAPL, and VVTV.
Next filing
Q1 2014 - 15 May 2014
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Ann C. McCague Chief Compliance Officer Minneapols, Minnesota 14 Feb 2014