Philip S. Wellman - Head of Mutual Fund & Institutional Advisory Compliance
Location
Springfield, MA
Holdings as of
September 30, 2014
Value $
$31.9M
Num holdings
25
Date filed
11/6/2014, 04:13 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as
of the end of the calendar quarter for which the report is filed, and the total market value. The market value
column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in
accounts.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
Donald Griffith
Vice President Corporate Compliance
Springfield, Massachusetts
11/6/2014
Babson Capital Management LLC (Babson Capital), Baring Asset Management Limited (Baring), Baring Asset Management (Asia) Limited (Baring), Baring International Investment Limited (Baring) , Cornerstone Real Estate Advisers LLC (Cornerstone), OppenheimerFunds, Inc. (Oppenheimer), OFI Private Investments Inc. (OFI), OFI Global Institutional, Inc. (OFII), OFI SteelPath, Inc., OFI Global Asset Management, Inc. First Mercantile Trust Company (First Mercantile), The MassMutual Trust Company are all indirect, majority-owned or wholly-owned subsidiaries of Massachusetts Mutual Life Insurance Company (MassMutual). The entities listed have indicated that they exercise investment discretion with respect to the securities positions reported in each firm's Form 13F filing. Nevertheless, such positions are deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of its ownership interests in Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII, OFI SteelPath, Inc., OFI Global Asset Management, Inc., First Mercantile, and The MassMutual Trust Company and for the limited and exclusive purpose of MassMutual's compliance with Section 13(f) of the Securities Exchange Act of 1934, as amended.
List of Other Managers Reporting for MASSACHUSETTS MUTUAL LIFE INSURANCE CO:
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